Banking and Finance

Banking, Insurance and Financial Intermediaries Regulation

NCTM advises banks, investment firms, financial intermediaries and insurance companies on compliance with all applicable statutory requirements. We provide regular and timely updates on the ever moving regulatory environment and assist in managing the relationship between clients and the relevant Supervisory Authorities. NCTM´s advice in this area covers:

• Setting up of mutual funds and subsequent share placement
• Setting up of investment management firms (”SGRs“)
• Authorization in Italy for the offering of mutual investment funds’ shares, either harmonized or non harmonized and assistance in the relevant marketing phase
• Agreements for the placement of financial instruments
• Offering and performance of individual investment portfolio management agreements and private banking
• Setting up and opening of branches and the authorisation to operate under the mutual recognition regime, of banks, insurance companies and investment firms